Florida Investment Fraud Lawyer for Securities Fraud & Stockbroker Fraud Cases

If you have lost money due to fraud or negligence from a business partner, a shareholder, or another co-investor, a Florida investment fraud lawyer at Clark Law Group can help you recover your losses and begin moving forward.

Top Florida Investment Fraud Lawyer

Each year, a growing number of Americans invest in securities and commodities, including stocks, bonds, and interests in private businesses, companies, and government entities. While countless investors have attained extraordinary success through the securities industry, many fall victim to fraud in the financial markets, resulting in substantial investment losses through no fault of their own. In fact, more than $40 billion is lost to securities fraud annually, and according to the United States Sentencing Commission, about 247 securities and investment fraud offenders were sentenced in the fiscal year 2019.

Securities fraud, also referred to as investment fraud, broker fraud, or stock fraud, is a deceptive practice in the securities and commodities markets that involves persuading investors to make sale or purchase decisions based on false information, thereby, resulting in a loss. If you believe you have been a victim of stockbroker fraud, you must consult with an experienced investment fraud lawyer to protect your rights and help recover your losses.

Free Consultation with an Experienced Investment Fraud Lawyer in Florida

At Clark Law Group, P.A., we are committed to helping individual investors and business owners successfully navigate their legal issues and recover their financial losses. Led by accomplished business litigation attorney Joshua D. Clark, our experienced Florida investment fraud attorneys are available to discuss your unique circumstances, explore your possible legal options to recover your losses, and determine the best course of action. Whether it’s through securities arbitration or formal securities litigation, our team will fight diligently to protect your rights and help you recover all or part of the money you have lost.

Our firm is proud to serve investors and business owners throughout Florida and elsewhere in the United States, including Fort Lauderdale, Tampa, St. Petersburg, Boca Raton, Port St. Lucie, Miami-Dade County, Broward County, Palm Beach County, and beyond. If you’ve been persuaded to buy or sell securities and commodities based on false information or if your investment portfolio contains activities that weren’t authorized by you, hiring an experienced Florida investment fraud lawyer is crucial for proper guidance. Contact Clark Law Group, P.A. today to schedule a one-on-one case assessment.

Florida Law & Investment Fraud

According to Florida Statutes Section 517.301, it is unlawful and a violation of the securities laws for a person in connection with the rendering of any investment advice or in connection with the offer, sale, or purchase of any investment or security:

  • To employ any device, scheme, or artifice to defraud
  • To obtain money or property by means of any untrue statement or any omission to state a material fact necessary
  • To engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon a person.

Basics of Investment Fraud Cases In Florida

Fraud is a serious crime that is punished severely in the state of Florida. If convicted, the defendant may be subject to civil liability, regulatory sanctions by organizations like the Financial Industry Regulatory Authority (FINRA), restitution to the victim, and criminal prosecution. 

However, the fact that you’ve lost money in the Florida securities and commodities markets doesn’t necessarily mean you’ve been duped. An experienced Florida investment fraud lawyer can review your case and determine the best course of action to help you recover your money.

Forms of Investment Fraud

As mentioned earlier, investment fraud involves using deceptive practices to encourage investors or business owners to make purchases or sales in the financial market. Stockbroker fraud may involve bonds, stocks, commodities, currency, notes, or real estate. 

These deceptive practices, which often result in the loss of millions of dollars, can involve misleading or false information, or fictitious opportunities. The different forms of securities fraud that occur in the financial market include:

Insider Trading

This involves trading securities illegally based on valuable information learned internally and not made available to the general public.

Accounting Fraud

In accounting fraud, a business maintains inaccurate books and accounts and intentionally publishes untrue information about the financial status of the company.


Misrepresentation involves providing false or misleading information to an investor, business owner, or the general public.

Common Stock Frauds and Investment Fraud Schemes

In addition to the above, there is a wide range of schemes frequently practiced by those who engage in investment fraud. The most common stock frauds usually fall into any of the following general schemes:

  • Pyramid Schemes
  • Corporate Fraud
  • Boiler Rooms
  • Ponzi Schemes
  • Pump-and-Dump
  • Advance Fee Fraud
  • Offshore Scams
  • Investment Account Churning
  • Unsuitable Investments
  • Unauthorized Trading
  • Short and Distort
  • Prime Bank Programs
  • Breach of Fiduciary Duty
  • Broker Misconduct

If you believe you have been the target of any of these types of stock fraud by a trusted business partner, shareholder, investment advisor, broker dealer, or brokerage firm, do not hesitate to contact Clark Law Group for a free case evaluation. Our law firm represents investors throughout Florida and across the United States and we are committed to helping you recover your investment losses and begin moving forward so you can get back to reaching your investment objectives with confidence.

Get the Legal Help You Need After Being Defrauded

As an investor or business owner, it is important to understand that while some level of risk is to be expected, there is a line to be drawn when someone else crosses the boundaries of your risk tolerance without your consent. If you’ve been the subject of securities fraud, consulting with a Florida investment fraud attorney is vital to determine the best course of action.

At Clark Law Group, P.A., we’re dedicated to providing experienced legal guidance and comprehensive representation in legal matters involving securities and commodities to clients throughout Florida. Our fraud attorneys are devoted to helping investors and business owners who have been victims of securities fraud recover part or all of their money.

As your legal counsel, we will review all the details of your case and help you understand your available options to pursue your investor fraud claim. Our attorneys will fight vigorously to protect your rights and hold the responsible party liable. Having our team on your side can make all the difference in the outcome of your stock fraud case.


Trusted Investment Fraud Attorney in Florida

If you believe you have been a victim of broker misconduct, contact Clark Law Group, P.A. today to schedule a one-on-one case evaluation. Our investment fraud lawyers can offer you the comprehensive legal counsel and strong advocacy you need to navigate your legal issues and start moving forward. 

We are proud to serve investors and business owners across Fort Lauderdale and other Florida areas, including Miami-Dade County, Broward County, and Palm Beach County. Call our law firm today to get the help you need.